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Ken Wilber and Rational Spirituality
A dialog with Ken Wilber on Integral Politics
Compulsory Compassion:
Using physical force to coerce people to give to "those in need."
Introduction to this document
Shambhala Publications sponsored a question and answer, on-line conference with Ken Wilber on September 19-21,
2000. In that conference, I asked Ken an urgent question about the use of coercive force by the government to promote
socially desirable results entitled: Compulsory Compassion: Using physical force to coerce people to give
to "those in need." On this web page, I have included my original question, as well as a couple
responses by me to other conference participants to clarify the original question before Ken answered it, Ken's
response, and my response to Ken's response.
I have decided to publish this dialog in response to a number of questions I have received from this site and conversations
with people committed to transforming our world into a place/space we would WANT to belong. The issues involve
a moral dilemma which Ken described as "agonizing" and which all of us who are working to create possibility
and beauty must face and answer for our selves, confronting it anew with each new level of Self-realization we
attain.
I am particularly interested in feedback about this page for the document I am preparing for presentation to the
Integral Politics group at the Integral Institute. Any and all comments, as always, are welcome!
index
Introduction to term
My original question to Ken
Moving the question from the abstract/general to the concrete/personal/particular
Clarification of positive and negative rights
Ken's Response
My response to Ken
Ken Links
index
Introduction to terms: The Spiral Dynamics Model
A couple of the points from this dialog will be more difficult to understand without familiarity with Ken's
presentation of the Spiral Dynamics model of values development, and an All Quadrant, All Level (AQAL) model of
Self development/spiritual practice as described in his book "A Theory of Everything." However, the central
points are clear without such understanding.
For an quick understanding of the 4 quadrants, please see my piece "Ken
Wilber 4 Quadrants" on this site. I will attempt to create a LIMITED
context for understanding the Spiral Dynamics jargon in this section. For a
more extensive (3 pages) understanding of Spiral Dynamics, see
Ken Wilber's
Summary of Spiral Dynamics on this site. To skip this "jargon"
introduction, click here.
The Spiral Dynamics model of values development is based on the work of Clare Graves as refined by Don Beck
and Christopher Cowen. It proposes that human beings and human cultures progress through a common set of stages
of development. Theses stages parallel and express the cognitive and Self development of human beings, each stage
transcending and including the former stages. When an individual is at a particular stage, they have a psychology
which is particular to that state. Their feelings, motivations, ethics and values, and interpersonal values will
all tend to reflect that state of development. Each person has the capacity to develop through all the stages of
development and reach the highest stages. At any one time, we can examine the values a particular person is exhibiting
and determine (with some precision) what stage of development they are centered around and discuss/predict their
other values accordingly. Different cultures tend to be structured around different stages of development. We can,
therefore, speak of cultures and societies/states as being centered around a different level of development. World-wide,
cross-cultural research has shown tremendous support for the Spiral Dynamics model, and it is rapidly becoming
an important tool in political and business consulting.
The Spiral Dynamics model assigns colors to each of the stages for ease of discussion and discusses two "tiers"
of development. In the first tier, each stage thinks they are the only right way of being and criticize all others.
In the second tier, each stage recognizes that each stage is a necessary stage in development, and the most important
thing is to recognize the achievements and limitations of each stage and promote development to the next appropriate
stage. They are, in order from the least developed to the most developed:
First Tier
Beige: Instinctual - Survival Sense
Purple: Magical/Animistic - good and bad "spirits" determine events
Red: Power Gods - Archetypal Gods - mythical beasts
Blue: Mythic Order - Revealed/God given morality - Conventional thought
Orange: Rational - Scientific achievement - Individualism - Universal values
Green: Communitarian - Post-conventional - critical rationality - multiculturalism - green can "go
bad" into extreme postmodernism and "anti-rationality"
Second Tier
Yellow: Integrative - compassionate - developmental - holarchical
Turquoise: Holistic - high level integration, inclusion
The 4 levels that are important for this piece are blue through yellow. When Ken or I refer to an "orange"
level of thinking, we are referring to a person or culture that is centered around the "orange" stage
of development.
index
My Original Question
Compulsory Compassion: Using physical force to coerce people to give to "those in need"
Hey Ken!
Thank you for all of the gifts you have given me through your work. This post is the central question I have been
wanting to ask you. It is an issue that troubles me greatly in the integration of an Integral System into my daily
life. I do not pretend that it is an easy question to address, especially for people at the green and second tier
levels. I will state the context of the question as clearly as I can. Perhaps other participants will come to understand
and expand on the cause of my distress. I hope the essential nature of this question makes up for its length.
In A Theory of Everything, you mention politics in the subtitle, demonstrating again your position that the structures
we create in the LR quadrant are essential to the maintenance of advances in the UL and LL quadrants. I absolutely
agree with you.
However, in ATOE, you do not address one of the most fundamental issues in governmental
politics, the propriety of the use of force against its citizens; or rather, the "inalienable" rights
of citizens to be protected from force being used against them in matters of their life, their liberty, and their
ability to pursue their own happiness. Especially when this use of force against its citizens is by the government
itself.
In The Marriage of Sense and Soul, you suggested that governmental forms that stem from a second tier view
would incorporate the "universal human rights, and the ideas of freedom and equality of all individuals"
of the orange level, with voluntary systems "through the power of advocacy and example" used to promote
second tier development and action.
Specifically, you said that, "In common with traditional
liberalism, this stance agrees that the state
shall not legislate the Good life. But with traditional
conservatism, this stance places Spirit - and
all its manifestations - a the very heart of the Good life...It does not ask the state in any way to support or
advocate on its behalf...The state
cannot in any way advocate or legislate in favor of this spiritual Enlightenment." (all emphasis in blue mine throughout)
Earlier, in the context of the gains of modernity, you had written, "the state cannot legislate morality;
there is a separation of church and state; the
individual has the right to decide what constitutes their own happiness, as long as it does not violate the rights
of others; the state may not unduly infringe on an individual's private life. These extraordinary freedoms - the product of differentiating the I and WE - were part of the great
dignity of modernity"
I agree with you fully. The essence of the second tier motivations is that they are "voluntary" and do
not use force but rather invitation, advocacy, and example.
Since you did not get around to it in ATOE, I was hoping you could expand on the propriety of the use of force
by governments to coerce citizens to support those "in need" through taxation. (I doubt it is necessary
to point out the blunt reality that taxes are collected at the point of a gun, wielded by our government, against
which we have zero recourse.)
In preparation, it will be useful to quickly discuss the concept of "rights", both Mill's "negative
rights, and Berlin's "positive rights."
Negative rights as laid out by Mill and as understood by our Founding Fathers and Mothers, essentially stated that
each citizen is free to pursue any course of action they desire in the pursuit of their happiness that does not
infringe on the equal rights of others through force or fraud. This is often called "negative rights"
because such rights only provide "freedom from" the coercion. To this end, governments are created by
the people to protect their negative rights.
These are the primary "universal human rights" you described above that the "dignity of modernity"
brought about. (Notice also that these rights can be objectively defined and enforced by law.)
Positive rights (a la Berlin or Marx), on the other hand, are the right to obtain certain goods or services, regardless
of whether or not one has "earned" them through work or trade. They are "rights" that give
a person "freedom to" the ownership or use of actual objects in reality.
Two theoretically unanswered questions that the concept of positive rights does not address are:
1) What would such positive rights include?
2) Who is to supply them?
The answer to question #1 varies based on the cultural beliefs of the moment, ranging from "nothing"
or "food and shelter" to "Universal Health Care" and "Recreation" (JFK).
The answer to question #2 used to be "charity" (Webster’s definition: "a voluntary giving of money or other help to those in need"). This charity was motivated by either a) the
natural response of green and second tier memes given their universal compassion, or b) blue meme dogmatic injunctions.
However, the expression of compassion in charity has gone from "voluntary" under universal negative rights
to "forced/compulsive" with the advent of government welfare programs. The US Government has (as have
others) taken it upon itself to provide its citizens with certain "positive" rights, and given itself
the liberty to violate certain "negative rights" to make those "positive rights" possible.
Because of your earlier comments, I took you to mean that you did not support "compulsory compassion,"
or the use of force to coerce charitable contribution as currently exists in our US welfare system. However, in
light of other things you have written, I am now altogether unsure if I am understanding you correctly.
Given this context, I have one central question I would like you to answer from within an Integral Politics (with
several branching directions, depending on your response):
1) Is it ever moral to use physical force (or the threat of physical force) against
people who have not violated anyone's negative individual rights in order to appropriate their wealth to support
people currently defined as "in need?" Is it ever moral to
threaten people at the point of a gun in order to force them to act charitably?
Or would that constitute "undue" interference into their private lives (how they spend their money) and
violate their negative individual rights?
How would this be different from the legislation of the Good life (universal compassion being a green meme and
second tier phenomenon)?
If the answer is "yes, there are circumstances in which it would be moral," then please help me to understand
what these circumstances might be, upon
what principles such criteria are drawn,
and how they fit in an Integral System. Do the ends justify the means?
In conclusion, I think that
this subject is one of the most difficult arenas for Greens and Yellows to walk their talk. I personally have not found a solution that works aesthetically.
The challenge is simple: I see people in need and know that I am unwilling to devote my life to assisting them.
I am no Mother Theresa, by choice. Because I am making this choice, I feel some guilt. I could, but I don't.
In the face of this, I think, "if only everyone had only some of my universal
compassion, we could end this suffering." The challenge is that most people are at orange and below, and do
not have our compassion. We see the possibility but cannot effectively communicate it to enough people to create
voluntary charities (the essence of second tier expressions of compassion) to solve the problem. We are faced with
a terrible reality. What can we do?
Then the slippery slide comes into play, and subtle forms of projection come to light. "Well, if they are
not developed enough to feel enough compassion to give voluntarily, We will FORCE them to through taxation!"
It is as if their lack of development were a cause for us to violate their rights.
At this point, the game is up, and we have played a losing hand. We are violating the rights of individual with
only our "advanced morality" as justification, and such a contradiction justifies nothing. The means
DO NOT justify the end.
Lastly, given that we are violating our own basic moral principles, we get emotionally upset if anyone challenges
us about it. Projection of our guilt onto our accuser gets the last laugh.
I wonder what your thoughts are on this Ken. I personally don't know how to deal with it. If I have the government
use force to against innocent people to help those in need, I violate my most basic moral sensibilities and principles.
If I allow another human being to starve, or go without medical care, I feel tremendous pain and guilt.
Again, it cuts to the heart of my sensibilities, and the heart of my integrity as a moral being.
Thank you, and I deeply look forward to your answer.
Mark Michael Lewis
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Positive vs. Negative rights
>
Mark, can you please do more exploration of the question of positive and negative
rights…
Here is a slightly more detailed account of negative and positive rights.
I appreciate your asking about this. An understanding of this distinction
is crucial to understand the challenges of building an Integral Politics balancing
agency and communion. The interdependencies you speak of are built from our
understandings of negative and positive rights, and perhaps I will address
how these principles extend to them in another post if they are not obvious
from this one. I am very open to further conversations about this.
As a first point, negative individual rights are very simple, and hence there
is very little to say about them. They simply involve protection of human
beings from their only natural enemy, other human beings. Negative individual
rights state that we have the right to be free from the use of force and (through
the courts) fraud against our person by our neighbors and our government.
We are free to engage in any activity that does not violate the negative individual
rights of others. Legal limits to our behavior properly start only at the
point where our behavior violates the equal rights of other human beings through
force or fraud. John Stuart Mill's principle of "no harm" in On
Liberty is the classic treatise on this subject (though Mill is sometimes
inconsistent in his proposed application).
This is the fundamental set of guarantees that create the context for a civilized
society. It is the basic stance that all human beings are created equal, with
equal negative individual rights, and equality before the law to protect those
rights. This idea of rights is the recognition that each human being deserves
“freedom from” force and fraud.
Positive individual rights on the other hand, propose that people have not
only the right to be unmolested, but the right to
GOODS.
Positive rights involve the “freedom to” vs. the “freedom from” of negative
rights. For example, as one proponent of positive rights has said, "What
good is the freedom to travel if one can't afford the trip? What good is the
freedom of speech if one has not been educated in something worthwhile to
say?" They argue that people have the right to food, housing, medical
care, a fulfilling job, recreation, etc. The list of what humans have the
"right" to be "provided" for them is endless depending
on the desires and moxie of the person speaking. The *list* given above is
only part of JFK's election platform.
The problem occurs when any particular good or service is moved from the category
of “need” or “desire” to the category of a “right.” IF the government is designed to protect our rights,
AND food,
shelter, medical care, education, recreation, etc., are defined as “rights,”
THEN
the government is responsible for providing those “rights” to its citizens.
In this view, it is the government's responsibility to "provide"
the people with anything defined as a “right” if they have not earned it themselves.
The question then becomes: "Who is going to produce the goods so that
they can be 'provided' to the people who ‘need’ them?” In order for one person
to receive goods they have not traded an equivalent value for, those goods
must come from someone who does not receive some such equivalent value.
This can be accomplished voluntarily and is called charity. When it is accomplished
through charity, no one’s individual rights are violated.
If someone else owns something I desire, I must either purchase it or request
it as a gift. If it is given to me, I am the recipient of charity. If the
person chooses not to give it to me, I must look elsewhere. If I do not succeed
in gaining charity, I do without the good or service in question. In fact,
this is the standard civilized method by which we govern virtually all non-governmental
activities. If I were to use force to obtain the good or service when my request
for it was denied, we would call that robbery.
However, when these goods and services are defined as “rights” it creates
a contradictory set of functions for the government. On the one hand, a government's
primary purpose is to protect their citizens' negative individual rights.
On the other, the essence of governmental guarantee of any goods or services
is the shift from voluntary contribution to forced appropriation of its citizens'
wealth. At this point, the goods and services are obtained by the use of (or
threat of) force and might properly be called extortion, but, when done by
a government, are called taxation. Further, because it is a now defined as
a “right,” the acceptance of these goods is not charity, but merely an “entitlement.”
Once it is defined as an entitlement, anyone who does not receive their entitlement
CAN be understood as having their rights violated. Hence the importance of
definition.
There are two points I quickly want to highlight about this conflict of negative
and positive rights.
First, the concept of negative rights is fundamental to a peaceful society.
It is the protection of each individual from the use of force and fraud according
to objective laws that provides the context for voluntary contractual relationships
between people. These are the fundamental rights of human beings which the
authors of the US constitution described as "inalienable." The existence
of, and respect for, negative individual rights forms the minimum set of conditions
needed for a society of equals to consistently cohere together.
Along with this, it is useful to recognize that a minimal government has the
capacity to act consistently moral. If the government limits its functions
to protecting its citizens from the use of force or fraud (through the military,
police, and a court system), they can avoid the need to violate anyone's negative
individual rights. Because
we can have negative rights without positive rights, we CAN have a government
dedicated to protecting negative rights which is consistently moral. In fact,
at the genesis of the USA, we had nearly just such a government. Our founding
fathers and mothers structured the constitution such that every line and word
protected the rights of its citizens against government interference in their private lives.
With each additional function we then add (or have added) to government, we
reduce the private sphere of action and increase the public sphere. We also
run the risk of legislating immorality into our social institutions. It is
therefore crucial that each and every step we take to increase governmental
responsibility be examined rigorously and implemented cautiously to test its
results.
Second, the conceptual holon of "positive rights" contains a deep
contradiction. The concept of positive rights is built
on and presumes the existence of negative rights. Once people get
the goods [positive rights], they are supposed to be able to enjoy them without
fear of having them being taken away by force or fraud [negative rights].
In terms of a holarchical relationship, negative rights are more fundamental
than negative rights. Positive rights, on the other hand, are more significant
than negative rights. If you destroy negative rights, no positive rights are
possible. If you destroy all positive rights, negative rights are unaffected.
The contradiction is that the granting of "positive rights" to some
people ALWAYS involves the infringement, denial, or sacrifice of other people's
"negative rights." In other words, the ONLY way for government to
provide positive “rights” to some people is to violate the negative rights
of others. The more significant aspect of the holarchy violates the conditions
for existence of the more fundamental aspect; the holarchy has become pathological,
cancerous; it is parasiting on itself.* (note at bottom) In metaphor, the
form of the molecule violates the functionality of the atom. In nature, such
a holon would not survive. In society, such a conceptual holarchy can only
survive in application by parasiting on healthy holarchies, reducing the overall
health of the organism. For countless examples of this pattern, see the 20th
century experiments in socialism/communism.
In conclusion, since it is immoral to violate people's negative rights to
life, liberty, and property, all positive rights are built
on a foundation of immorality. It is our ability to embrace this fact
and include it in all of our calculations that forms the heart of an Integral
Politics. To the degree that we evade or deny the essential immorality at
the basis of all positive goods and services, we destroy the second-tier,
embodied integrity which forms the heart of the Integral Vision.
I hope this clarifies the concepts of positive and negative rights and their
relationship to Integral Politics. I look forward to comments on this.
A government which robs Peter to pay Paul can always depend on support of
Paul.-George Bernard Shaw.
* While the use of governmental force is a cancerous relationship, voluntary
charity is a symbiotic relationship.
Mark Michael Lewis
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Moving the question from the abstract/general to the concrete/personal/particular
Elizabeth’s response to my initial question
Mark,
I'm not Ken, but I have some thoughts (bachelor in Political Science, masters
in Counseling).
All of your questions (and they are good ones!) and turmoil seem to stem from
your concern with the "I" quadrant. I didn't see much at all relating
to the "we". Almost a libertarian point of view. I have a duty as
part of "we" to sustain the "we" while balancing my personal
"I" needs. I am no longer just an individual, I am part of a nation
and a part of a society. Now, I may chose to sit back and let others make decisions
and choices, which is ok--there's enough people willing to do that. Or I can
participate and that's okay too. When this collective (polity) decides to implement
a policy whether its food stamps, Medicare, housing, etc., I only hope and pray
it is done with agreement by the majority. Maybe this country could find a better
way of balancing the competing needs and voices, but there must be some sort
of balance. No way in hell I'm gonna get it all my way. If that balance (i.e.
implemented policies) are totally unacceptable to you, a couple choices may
be to vote your conscience, run for office, withhold part of your IRS payment,
or move elsewhere and start one of those compound things. What's the problem?
You keep talking about needy people, like we are altruistically doing for them
at great expense to ourselves. From a pure self-serving point of view, our society
is not just engaging in preventive and restorative welfare practice. We are
also trying to root out problems and decay that could be tremendously harmful
to the well-being of the nation. I want all kids to go to school (even poor,
intercity kids) because I hope with education they'll learn to adapt and succeed
and not turn to crime and mug my mother. I am willing to pay for this. I want
all people to have food because it would be way too uncomfortable for me to
step over their dead bodies on the sidewalk (the first time I saw a homeless
person with a "will work for food" sign--I cried). I am willing to
pay for this. I want all people to have a home because I want to feel good about
my city and I want to be able to walk alone through a city park. I am willing
to pay for this. Make NO mistake about it, these programs are not done just
to 'help' others.
Last point, I'd like to respond to "The challenge is simple: I see people
in need and know that I am unwilling to devote my life to assisting them. I
am no Mother Theresa, by choice. Because I am making this choice, I feel some
guilt. I could, but I do."
Mark, let's make a deal--I'll do the compassion stuff which I do willingly and
gladly because that's how I'm wired. I enjoyed 4 years as an intake counselor
in a psych. hospital checking in suicidal and psychotic people. Boy, I heard
some amazing stories. Now I work with abused, neglected and troubled kids. But
I still need someone to pick up my trash, run my bank, design cool websites,
make movies, and provide personal growth services. Each of those activities
is vital and essential to my well-being. If you do one, I'll do the other and
we'll call it even.
Beth
My clarification to elizabeth
Elizabeth,
Hi!
Thank you for your thoughful response. I think you speak my practical mind very
well. In fact, that is mostly how I live my life.
However, I am not sure you understood my central point. I am attempting to question
the moral logic of our normal excuses for our behavior. I am trying to discover,
in a community of people largely at the green/yellow level, if there is a solution
to this that does not violate our fundamental values.
I'm not sure I agree that I was discussing the "I" quadrant. Whenever
we talk about taxing or using force against others, we are in the "we"
quadrant. The question I was attempting to ask was "are our 'we' actions
moral or not?"
For example, you say, (as have I): "I want all kids to go to school (even
poor, intercity kids) because I hope with education they'll learn to adapt and
succeed and not turn to crime and mug my mother. I am willing to pay for this.
I want all people to have food because it would be way too uncomfortable for
me to step over their dead bodies on the sidewalk"
But looking at this, we might say that this is just what a green/yellow person
would naturally say! Of course YOU are willing to pay for it, YOU are a green/yellow.
The question I am asking is: What about the red/blue/oranges? If they don't
want to pay, do we green/yellows have the right to FORCE our aesthetic
choices on them at the point of a gun? Are we not saying, "I know that
you don't see the reason why you should pay for this, and I know that you don't
want to, but we have the government on our side, so pay up or we will send policepersons
after you with guns."
The question I asked is "is it EVER moral to violate an innocent person's
negative rights in order to provide someone else positive rights?
If so, what are the Intergral Principles with which we make that decision?
The point is that if YOU are the one who is willing to pay for it, why should
other people be forced to? If you see the problem and have a solution, why don't
YOU start a charity to solve it?
I know why I don't. I have too many other fun things I want to do with my time
and energy.
Because of this, I have been willing to use the government to FORCE everyone
to give to the cause I support, so I won't have to do all the work. Now that
I have examined this choice, I find it reprehensible.
However, the only consistent choice I see requires more work than I want
to do. I don't want to be forced to do something I don't want to do, so shouldn't
I extend that freedom from force to the red/blue/oranges who don't want to support
welfare? How can I justify forcing them but not myself?
Again, you say:
"I want all people to have a home because I want to feel good about my
city and I want to be able to walk alone through a city park. I am willing to
pay for this. Make NO mistake about it, these programs are not done just to
'help' others."
Let me be tough here to make the point. YOU think that providing people with
governmental housing will solve this problem, so YOU (and congress, the current
majority) are willing to force people at gunpoint to pay for that housing.
It seems that in such a case we are acting immorally in order to get what WE
want. We are imposing our will and aesthetics on other people, and using the
guns of government to do it.
The question I want to ask is this: "Is this a contradiction of our basic
green/yellow morality?" The answer I come up with is YES, it is.
The question then becomes, can we admit this and find a way to integrate it
into our system, or should we stop doing it? Should we continue to use government
to enforce our values onto other people, or should we recognize it as immoral
and work on building voluntary charities in place of force and coercion?
Unfortunately, as I said, the only consistent answer I see is to start voluntary
charities and refuse to use force to provide positive rights for other people.
Do you see another MORAL option?
Perhaps this was more clear. Again, thanks for your response.
Injustice anywhere is a threat to justice everywhere.-Martin Luther King Jr.
Mark Michael Lewis
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Ken’s Response
hi mark,
what an extraordinarily well-written post! i have a great deal of respect for
the thought and attention you have given this topic. you have stated this moral
dilemma as clearly and succinctly as any i have ever seen. bravo!
with you, i find this one of the most difficult, occasionally agonizing of moral
puzzles. although you did not mention it explicitly, i believe you would agree
that this dilemma hurts so much because it violates, or any way tears at the
fabric of, the Basic Moral Intuition--namely, how can we protect the greatest
depth for the greatest span when attempting to do one almost inherently seems
to violate the other? (that is, protecting certain types of rights seems intrinsically
to violate others, and we intuitively want BOTH to be protected....)
let me first say that i believe that these types of moral dilemmas are indeed
unsolvable, because they rest ultimately on the dualism inherent in the manifest
world. they can be ultimately "solved" only by awakening to the nondual.
an analogy might be: let's say you are sleeping, and you dream of hundreds of
people who are starving, and in the dream you find yourself frantically trying
to save all these people by trying to get them food. and you are tortured by
the realization that they are starving to death and there is so little you can
do for them....
one of the ways to help the people in that dream would indeed be to run around
in the dream and try to feed them. another way to help them, which would absolutely
end their suffering, is for YOU to WAKE UP from that dream!
now i am not saying that starving people are not real and that you shouldn't
try to help them. i am simply saying that all of the problems in the manifest,
relative realm have a relative solution--try to help alleviate the suffering
in the relative realm--but those problems also have an absolute solution: wake
up! and thus find the real source, and real solution, to all suffering.
BOTH approaches are required. and the bodhisattva, if we may say so, is one
who combines both approaches--relative and absolute--simultaneously. BECAUSE
you are awakened, you not only try to get people in the dream some food, you
also try to remind them to wake up, therein to find the real end to their deepest
suffering...
so let's look now at your moral dilemma, which is the dilemma as it appears
in the manifest, relative world. we can't state a perfect solution to that moral
dilemma which you mention (that can be found only in awakening to the nondual),
and the BMI in the manifest, dualistic world is inherently contradictory anyway
(that's what makes it so frustrating).
but we can indicate a few directions that might help to make a little more sense
of the BMI as it manifests itself in the moral dilemmas you mention.
and forgive me here--i've been writing now for almost ten hours, and i'm a bit
frazzled. so bear with me if this doesn't come out as clearly as it might, and
i'll try to do my best here....
i agree with all your wonderfully clear statements about the actual nature of
negative and positive rights. two problems in particular then show up.
the first you succinctly state thus: <<"Is it ever moral to use physical
force (or the threat of physical force) against people who have not violated
anyone's negative individual rights in order to appropriate their wealth to
support people currently defined as "in need?" Is it ever moral to
threaten people at the point of a gun in order to force them to act charitably?
If the answer is "yes, there are circumstances in which it would be moral,"
then please help me to understand what these circumstances might be, upon what
principles such criteria are drawn, and how they fit in an Integral System.
Do the ends justify the means?">>
i believe the answer is a qualified yes. but i concede at the outset
that once you defend "yes," it is an impossibly slippery slope; i
will return to why i draw the line where i do.
first, as to what principles might support such action, i would start by mentioning
the fact that all agency is in fact agency-in-communion, and thus when it comes
to any sort of "rights" of a human agent, those rights exist only
in, and by virtue of, a community of other agents. that is, agency at whatever
level depends in part for its existence upon a communion with and among other
agency at the same level. (and i warn you, i am going to drag in levels of agency
when it comes to positive rights--and hence attempt to slip out of the painful
moral dilemma; or anyway, make it more slippery...).
therefore, realizing that agency and communion are inextricably dependent upon
one another, we might find that if some agency's existence is fundamentally
threatened by a lack of certain positive rights (such as food), it might be
moral for us to ASK other agencies whose existence depends upon reciprocal agency
to restrict their negative freedoms in order to help protect these basic positive
freedoms in others--and if they altogether refuse to do so, then yes, on the
basis of inherently necessary reciprocal agency (or agency-inc-communion), we
might INSIST that they do so.
okay, theoretically, we might say that MAYBE that argument could work, except
that (1) the existence of necessary agency-in-communion does not necessarily
apply to any particular individual (i.e., i might see a complete stranger starving
on the street, but it is not obvious that his or her particular death or absence
would in fact threaten my existence, so reciprocal existence cannot be claimed
here in order to force me to support him or her), and (2), even if it could,
it begs the question of just WHAT positive freedoms we are going to claim are
present in any agency, such that their existence implies a reciprocal mutuality
that i must respect on pain of forfeiting my own agency (which at least theoretically
depends upon the existence of the similar agency in the other).
let's jump straight to the hard part, which i believe is the second issue in
the above paragraph, namely: let's even assume that the theoretical unity of
agency and communion demands that MY particular agency support other agencies;
the question then is: what type of agency (or existence) in other human beings
do i have to support: their physical existence, their emotional existence, their
egoic existence? which level of existence in others not only should i want to
support, but others can (via the government)reasonably force me to support?
put differently, how far up the Great Chain of Being should the government be
able to force its members to support in others? i.e., how far up the Great Chain
should we consider to be positive freedoms that can demand the curtailment of
others' negative freedoms in order to support?
that's where the issue becomes unbelievably slippery, tricky, painful, even
agonizing. we all agree that we would like many positive freedoms made available
to all people, indeed to all sentient beings. but that is not mark's question;
his question is, how many of the positive freedoms that exist demand that we
forcefully take away other people's negative freedoms in order to help protect?
here's an example of a simple scale (following maslow), that goes up the great
chain of increasing levels of being--and therefore increasing levels of agency--and
therefore increasing levels of positive rights that such agencies possess if
they are to remain in existence--
1) physiological needs
2) safety needs
3) belonging needs
4) self-esteem needs
5) self-actualization needs
6) self-transcendence needs
the question is, how far up that hierarchy should any given society guarantee
its citizens (by curtailing its citizens' negative freedoms to some degree if
necessary)?
i personally believe (and here's the slippery slope) that the answer to that
question depends upon the general level of development of any given culture.
e.g., since the general center of gravity of our american culture is roughly
at wave 4, then we as a people tend to feel that we should MANDATORILY support
the rights of our people to have at least some sort of guarantee that they have
access to basic physical, safety, and belonging needs--and that means that they
have a right to basic food, shelter, minimal health care, and some sort of compulsory
education--AND WE WILL FORCIBLY TAX OUR CITIZENS if necessary in order to make
sure these basic needs are met (we likewise forcibly tax in order to secure
basic safety needs or defense needs). Moreover, our courts have consistently
agreed that it is moral and certainly legal to do so (and i agree)--the reason
is that agency in our culture has generally emerged up to that level (i.e.,
#4), and thus we feel it is horribly wrong if we don't support agency up to
at least that level.
however, notice that we would not feel it is necessary to equally support say,
the existence of dogs (because they have only evolved to around level 2 and
thus we correctly feel that they don't have the same degree of agency and rights
as humans). animal rights activists of course would ask us to support the certain
basic rights of animals (and i support that in many ways), but we are here talking
about whether i have the right to forcibly curtail your human negative rights
in order to give animals equal positive rights, and the answer (correctly i
believe) is no, not at this time.
similarly, notice how we are reluctant to curtail our basic human rights (that
is, as americans) in order to give others the "right" to reach, say,
level 5. in other words, we agree that other americans have a right to have
basic education (and we will pay for that), but we do not agree that i should
be taxed in order to pay for you to go to a weekend self-actualization seminar
at Esalen.
In short, we americans agree that i should be forced, if necessary, to give
a certain portion of my income (as taxes) in order to help stop other americans
from starving to death on the streets, but we do NOT believe that we should
be forced to pay for you to go "find yourself" at some self-actualization
retreat. Put bluntly, we will pay for the maintenance of the lower levels, but
not for the higher levels (why? because we haven't yet collectively, culturally,
reached those higher levels, and thus we are not personally hurt if we see others
deprived of being able to reach those levels.... i would maintain, of course,
that if we ever COLLECTIVELY reached, say, level 6, then we would collectively
be horrified to see anybody who could not satisfy their self-transcendence needs,
just as we are now horrified at anybody not satisfying their basic safety needs....
and i think our courts would then say that they every american has the positive
RIGHT to self-actualization and self-transcendence, and we americans would collectively
agree to be taxed in order to curtail our negative freedoms in order to help
others achieve those positive freedoms....)
well, mark, i'm going to have to stop here, cuz i'm exhausted! but i hope this
gives you some idea of what i have in mind. before jumping on any specific problems
with my answer, see if you can find the general sense in what i am trying to
suggest, and see if you can state it better and more clearly than i have. if
i don't respond, it's not because i don't care, but i'm simply worn out for
now. i realize some sections of my response are a little unclear, and i'll try
to clean them up after i get a little sleep!
anyway, thanks again for the wonderful clarity of your posting!!! all best,
ken
My response to Ken’s response
Ken,
Thank you for the detailed and considered response you gave in response to
my original question: "Is it ever moral to use physical force against people
who have not violated anyone's negative individual rights in order to appropriate
their wealth to support people currently defined as "in need?"
I will take your invitation to heart and see if I can't do my best to "find
the general sense in what (you are) trying to suggest, and see if you can state
it better and more clearly than (you) have.”
In
this post, I want to offer a question about the process of creating an Integral
Vision and the container of Self/heart/mind in which we hold it. This response draws on all of my
mind, heart (soul), and spirit. I will
first say that I agree with you that the Basic Moral Intuition (that we base
our decisions on the choices that preserve the greatest depth across the most
span) is my fundamental concern and guiding principle.
It is not that I have "the" answer to this moral challenge, but in
reading your response, I realize that I have "an" answer, not in terms
of how precisely to act, but in terms of a powerful way of holding the question.
Creating this holding for the question, which concretizes the most challenging
and tangible aspects of designing an Integral Politics system, is perhaps far
more important than any particular answer given any particular context. I see
a way of holding the question that will be useful across contexts, such that
whatever answer comes from it will not marginalize any of the important criteria
we hold, but rather keep them firmly in mind, even when to do so requires an
expansion of our SELF to contain them. It is this that is so critical,
and I thank you for the gift of your post - the context in which I have seen
it.
First,
I want to say that over the course of this conference, I have come to recognize
how seriously I take the Integral Agenda. I see it as one of the greatest contributions
to human knowledge and what we might call "the collective project of humanity"
that has yet to be attempted. I also see this time in history as propitious
to set a new standard and create a new stage on which to unfold the Visions
towards which the future will strive. In that sense, I want to protect and encourage
almost an immaculate clarity and full conscious awareness in their foundation.
To this end, I notice that I am especially sensitive to the inclusion of ideas
that might threaten to undermine the basic principles of a second tier morality.
As I have stated in other posts (especially the one on integrity), I think our
responsibilities as the original proponents of a second tier, ALAQ, Integral
Vision are immense.
Next I want to thank Ken for achieving (and modeling) one of the most difficult
of tasks in his answer by NOT attempting to skirt around the, as he put it (and
I agree), "agonizing" moral dilemma of
using governmental force to violate the fundamental human rights of some to
achieve relative positive rights for others. It is so much easier
on our hearts and minds to sweep the uncomfortable issues under the rug, or
declare them unimportant, or worse, passé.
This willingness to embrace the grievous and disturbing effects of an issue
without flinching requires a greatness of self which I understand to be the
essence of second tier, embodied integrity. It is this ability to hold in consciousness
both the pleasure and pain of a proposed course of action, the means and
ends, without denial or evasion of the full ramifications it suggests, that
makes second tier integrity possible. Bravo Ken! With such awareness as a standard,
I trust that questions of this sort will be deeply examined and appropriately
integrated into the political branch of the Integral Institute.
Finally, I want to say that I agree with the approach with which Ken answered
my question. I especially appreciated the basic principle upon which he built
his answer, namely that of maximizing agency within the context of communion.
This put words to the intuitive sense I had about where the answer would eventually
lie. I agree that the essential challenge in this issue is the conflict between
the basic immorality of violating the rights of innocent citizens and the Basic
Moral Intuition of preserving the greatest depth for the greatest span. It is
just here that the challenge lies and here that enormous hearts will have to
encompass this fundamental contradiction of values.
At the same time, I notice something very interesting in his (and other people's)
response, the noticing of which forms the heart of the next piece I will write
(and of which I give a taste here). Namely, that in the face of the suffering
we see around us, and given the minimal set of conditions which WE feel it appropriate
for all human beings to have (given our average cultural level of development),
Ken and others have seemingly not even questioned the idea that the government
is the appropriate "actor" in the resolution of these problems. I
perhaps oversimplify here, but it seems as if the incredible significance and
consequences of this choice have been forgotten in the last century of its use.
Rather, it has achieved virtually unquestioned acceptance by the intellectuals
and almost universal increasing application in western nations. (This
is not helped by the spiral process of increasing dependence such solutions
have universally created.) It is as if we have forgotten that there are other
choices available to us.
In fact, I find it of great concern that, in the end, the use of government
force is assumed to be the appropriate solution. In the conversations
I have had on the matter, most everyone I talk to accepts it as the natural
or "given" means of proceeding. The issue of debate is no longer "is
it appropriate or necessary at all?" but "how much can we get
and on what will we spend it?"
It makes me wonder, what does it indicate that we, as some of the best minds
attempting to address this issue in an Integral fashion have (almost without
examining it) put all our eggs (or our final eggs) in that one basket? Especially
when the basket we have chosen is government, which is historically the least
effective and manageable enterprise in virtually arena in which been used?
In contrast, given the inherent immorality of using government force against
innocents, it seems that especially second-tier Selves would want to look at
the widest range of alternative solutions, and only choose this one as a last
resort and with full consciousness.
I would like to suggest that, as we enter into a second-tier Integral Politics,
we rigorously question this basic assumption and examine whether or not it is
truly consistent with our more highly developed moral sense. Is it possible
that, given our tremendous compassion, and the power that government force gives
us to achieve our short term goals, we have inadvertently accepted as necessary
and beneficial an idea that we should be actively opposing?
To place this in context; in a sense, all of the talk, philosophy, and Integral
Systems conversation that we have engaged in, and that has been engaged in over
the millennia could be though of as politically idle; as mere discussion;
as endless committees in isolated groups - except for one point: when those
ideas are put into a governmental context in which guns are pointed at those
who disagree as the concluding step of the argument. Government is unique in
that it holds a monopoly on the use of force. It is here that our philosophy
of appropriate action in the lower quadrants plays out in reality; good or bad;
right or wrong; The Bill of Rights or Auschwitz. This is the point where the
rubber meets the road.
In every other area of the Integral Vision, (besides governmental politics),
the application of the ideas we create are voluntary. If people find them attractive
or useful, they choose to apply them. If not, it is their loss.* (note at bottom)
It is ONLY in the context of Government Politics that people are subjected to
our ideas without choice. Hence, the question of when and how to use force against
its citizens is the fundamental issue
in governmental politics, upon which all the more significant programs are built.
This difference is so significant that I suggest that it requires a level of
rigor far above that in any other aspect of our Integral Vision. Until and unless
this issue is deeply examined and integrated into the Integral Vision, its foundation
in this the most practical of arenas will be compromised.
We will need to re-examine all of the solutions that previous cultures
and institutions have created before integrating them into our Integral
Vision. Second tier solutions demand second tier examination. If we fail to
approach this task rigorously, we are likely to import substandard ideas into
our Vision, thereby reducing its beauty and its power to build Integral consensus.
Just as orange has tended to import certain lower level ideas and shield them
from rigorous examination, there is the danger that yellow and turquoise might
do the same.
For example, Ken uses the fact that "our courts have consistently agreed
that it is moral and certainly legal to do so" as a justification and precedent
for the use of government force to provide positive rights for others. While
I understand this sentiment, I cannot say that our courts are the best place
to look for such support. In fact, our courts have sanctioned many acts we now
consider atrocities and upheld laws we now consider obscene. In terms of the
Spiral Dynamics model, we are attempting to build a second tier Integral Vision
and the courts are mostly blue/orange, or at best the orange/green. I think
it important to realize that we can not expect to find guidance
or advocacy in the institutions of the past. Inspiration and contribution? Certainly.
Guidance and second tier validation? No.
In the end, after considering all the alternatives with full consciousness,
we may still determine that the use of governmental force to fund charitable
causes is temporarily the best available solution given the conditions we find
ourselves in. IF this is the case, those who recommend this course of action
will need to expand the capacity of their Self to contain the intense moral
contradictions such a solution requires if they are to remain in second-tier,
embodied integrity. In other words, such a step will not be taken lightly. This
is as it should be, given the nature of the choice.
Of course, there is much more to be said on this issue and the related issues
it raises, and I intend to be one of the people who bring them to our awareness
for examination and integration. At the same time, I trust that if we expand
our Self to embrace all the factors involved in this arena, evading nothing,
we will develop a Integral Vision that people want to be a part of and
are willing to work to achieve. At this propitious moment, the creation of a
consistent, second-tier, ALAQ Integral Vision bodes well for an excellent beginning
of this new millennium. I look forward to experiencing its co-creation and unfolding.
When the rubber of our philosophy hits the road of our politics, let’s make
sure the wheels are pointed in the direction we want to travel. - Mark Michael
Lewis.
* If our ideas truly represent the leading edge of human development, and honor
and incorporate the most truths, those who adopt them will gain the greatest
advantage in a free market and in their personal lives (the free market of relationships).
In businesses, their people will exhibit the greatest Self-development, creativity,
and capacity for team effort. Individually, increased self-realization will
create greater power for loving action and increasing appreciation of the miracle
of consciousness and life itself. On the other hand, those who hold on to lower
level methods and thinking will lose their competitive edge in an instant communication,
global system, and become increasingly frustrated with their inability to adapt
to the changing world. In this sense, the rich (most integral) will get richer
(and more fulfilled) on all levels. It is this which will encourage and strengthen
the acceptance of Integral Ideas on a large scale and accelerate the development
of higher levels of awareness.
index
Mark Michael Lewis |
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A Book Written with Catholic Priest Father Thomas Foley

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